In the past cow herd records could have been as simple as a pen and pocket notebook. Now with the advent of computers, smartphones and other various forms of technology it can be easier than ever.

Registered investment advisers are subject to record-keeping requirements regarding certain written communications, and in the last several years, the U.S. Securities and Exchange Commission has ...

The Financial Industry Regulatory Authority (FINRA) recently released its annual regulatory oversight report for 2024. This has been shared to provide firms with key insights and observations from the ...

A popular belief among retirement plan sponsors is no more than a myth, according to a new report from CEM Benchmarking released Aug. 21. Plan sponsors often believe that average balances in workers’ ...

Bank statements are the kind of paperwork that quietly piles up until a drawer will not close or a downloads folder turns ...

A lack of detailed record-keeping in clinics and emergency departments may be getting in the way of reducing the inappropriate use of antibiotics, a pair of new studies suggests. In one of the studies ...

Question: As a small business owner, I get overwhelmed by all the different notice and record keeping requirements that California law requires employers to follow. Are there any new requirements in ...

Text messages were deleted. Investigatory files went missing. Documents were withheld. When state investigators requested records detailing Michigan State University’s handling of Larry Nassar, many ...