We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

Investopedia contributors come from a range of backgrounds, and over 25 years there have been thousands of expert writers and editors who have contributed. Amy Soricelli has over 40 years working with ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

📘 What Is the Series 63 Exam? The Series 63, officially called the Uniform Securities Agent State Law Exam, is a license required in most U.S. states if you want to be a securities agent and sell ...

There are many things that a person who plans to enter the industry as an investment professional must consider. They must take certain qualification examinations and, more importantly, they must pass ...

The fee for the Series 65, Uniform Investment Adviser Law Examination, is being increased to $155 from $135 effective June 1, the North American Securities Administrators Association announced ...

The Series 63, 65 and 66 exams are getting a facelift. The North American Securities Administrators Association announced the exams, which are administered by FINRA, are receiving updated content ...

There's good news and bad news for planners seeking state registration as advisors with the North American Securities Administrators Association. The good: The NASAA is reducing the number of correct ...